1672-8505

CN 51-1675/C

人工智能时代刑事程序正义理论的挑战与革新

Challenges and Theoretical Innovation of Criminal Procedural Justice in the Era of Artificial Intelligence

  • 摘要: 针对传统刑事程序正义理论在人工智能时代所面临的挑战和凸显的局限,当前学界提出了以“技术规制”为核心的“技术性程序正义”理论予以回应。该理论虽然关注到了纠正司法偏见的核心维度,但仍未形成整全妥当的理论。人工智能时代刑事诉讼的典型特征表现为:一方面,案件证据生成的数据化和诉讼证明的智能辅助化,呈现出明显的技术化、客观化特征;另一方面,技术化并未完全克服受到人的主观性因素的影响,诉讼证明仍然具有一定的或然性特征。因此,为实现合理认定案件事实,刑事程序正义理论应当兼顾“技术认知”与“常情常理判断”展开程序规范回应。在新的刑事程序正义理论中,完善专家辅助人制度、引入对智能辅助决策系统结论的常情常理审查、强化法官庭外调查主观能动性与落实合议制多数决制等,具有关键意义。

     

    Abstract: In response to the challenges and prominent limitations faced by the traditional theory of criminal procedural justice in the artificial intelligence era, the academic community has put forward the theory of "technical procedural justice" centered on "technical regulation". While this theory addresses the core dimension of rectifying judicial biases, it has not yet developed into a comprehensive and appropriate theoretical system. The typical characteristics of criminal procedure in the AI era are reflected in two aspects: on the one hand, the datatization of case evidence generation and intelligent assistance in litigation proof present distinct features of technicalization and objectification; on the other hand, technicalization has not completely eliminated the influence of human subjective factors, and litigation proof still retains certain probabilistic characteristics. Therefore, to achieve the reasonable determination of case facts, the theory of criminal procedural justice should integrate "technical cognition" and "judgment based on common sense and rationality" to formulate corresponding procedural norms. Within this new theory of criminal procedural justice, several measures are of crucial significance: improving the system of expert assessors, introducing common-sense review of conclusions generated by intelligent auxiliary decision-making systems, strengthening judges' subjective initiative in out-of-court investigations, and implementing the majority decision-making mechanism under the collegial panel system.

     

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